SFC Licences of TSUEN Kai, Gloria 全佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Moody's Investors Service Hong Kong Limited | RE | 10 | 06 January 2015 | |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 09 May 2013 | 20 October 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 01 June 2011 | 26 March 2013 |