SFC Licences of LUO Xi 羅希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OP Investment Management Limited 東英投資管理有限公司 | RO | 9 | 27 September 2018 | |
OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 30 April 2018 | 27 September 2018 |
Parantoux Capital Limited 藍藤資本有限公司 | RO | 9 | 01 September 2016 | 29 September 2017 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 09 February 2015 | 04 March 2016 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 09 February 2015 | 04 March 2016 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 25 May 2011 | 30 November 2013 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 25 May 2011 | 30 November 2013 |