SFC Licences of HO Man Ho 何文豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 28 December 2018 | |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 10 October 2018 | 28 December 2018 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 10 October 2018 | |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RO | 2 | 12 June 2017 | 01 October 2018 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 November 2013 | 01 October 2018 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 13 November 2013 | 12 June 2017 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 25 May 2011 | 07 November 2013 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 25 May 2011 | 07 November 2013 |