SFC Licences of POLLEY Sean Sullivan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 21 December 2021 | |
| Citadel Asia Limited | RE | 9 | 12 September 2019 | 28 July 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 31 May 2011 | 17 May 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 31 May 2011 | 17 May 2019 |