SFC Licences of KNOWLES Brian Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 22 July 2022 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 22 July 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 May 2011 | 14 January 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 30 May 2011 | 14 January 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 30 May 2011 | 05 September 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 30 May 2011 | 05 September 2013 |