SFC Licences of YU Wai Chiu 茹偉釗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	24 March 2023	05 October 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	24 March 2023	05 October 2023
SPDB International Capital Limited 浦銀國際融資有限公司	RE	6	20 June 2017	22 July 2018
SPDB International Capital Limited 浦銀國際融資有限公司	RE	1	20 June 2017	22 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	03 April 2017	03 June 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	03 April 2017	03 June 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	03 April 2017	03 June 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	03 April 2017	03 June 2017
BOSC International Company Limited 上銀國際有限公司	RE	4	03 November 2016	11 March 2017
BOSC International Company Limited 上銀國際有限公司	RE	1	23 June 2016	11 March 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	06 August 2013	11 April 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	15 August 2011	11 April 2014
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	1	29 June 2011	26 July 2011