SFC Licences of YU Wai Chiu 茹偉釗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 03 April 2017 03 June 2017
SPDB International Capital Limited 浦銀國際融資有限公司
RE 1, 6 20 June 2017 22 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 03 April 2017 03 June 2017
BOSC International Company Limited 上銀國際有限公司
RE 4 03 November 2016 11 March 2017
BOSC International Company Limited 上銀國際有限公司
RE 1 23 June 2016 11 March 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 06 August 2013 11 April 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 15 August 2011 11 April 2014
OnePlatform Asset Management Limited 環一資產管理有限公司
RE 1 29 June 2011 26 July 2011