SFC Licences of CHAN Alex Ching Lim 陳正濂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 01 June 2011 03 April 2012
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 01 June 2011 03 April 2012