SFC Licences of CHAN Alex Ching Lim 陳正濂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 June 2011 | 03 April 2012 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 June 2011 | 03 April 2012 |