SFC Licences of NG Wing Shan 吳頴姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Futures Limited 富昌期貨有限公司 | RO | 5 | 24 December 2018 | |
Fulbright Futures Limited 富昌期貨有限公司 | RO | 2 | 24 December 2018 | |
Fulbright Asset Management Limited 富昌資產管理有限公司 | RO | 9 | 26 September 2018 | |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 5 | 15 January 2018 | 24 December 2018 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 15 June 2017 | |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 20 May 2014 | 24 December 2018 |
Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 20 May 2014 | 26 September 2018 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 20 May 2014 | |
CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 29 October 2012 | 06 May 2014 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 18 September 2012 | 06 May 2014 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 18 September 2012 | 06 May 2014 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 27 May 2011 | 24 August 2012 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 27 May 2011 | 24 August 2012 |