SFC Licences of LO Yat On 盧逸安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Suparna Capital Management Limited 金翼資本管理有限公司 | RO | 9 | 28 December 2021 | |
| Suparna Capital Management Limited 金翼資本管理有限公司 | RO | 4 | 28 December 2021 | |
| Suparna Capital Management Limited 金翼資本管理有限公司 | RE | 4 | 15 November 2021 | 28 December 2021 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RO | 4 | 27 May 2020 | 05 August 2021 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 05 December 2019 | 27 May 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 December 2017 | 22 November 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 27 August 2015 | 19 November 2017 |
| Legends Asset Management Limited 天駿資產管理有限公司 | RE | 9 | 24 October 2014 | 17 July 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 May 2011 | 01 August 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 30 May 2011 | 01 August 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 30 May 2011 | 01 August 2012 |