SFC Licences of XIE Tong 謝彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 29 August 2013 | 29 April 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 June 2011 | 16 July 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 June 2011 | 16 July 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 01 June 2011 | 31 January 2012 |