SFC Licences of SUN Xiaoqing 孫曉青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 22 November 2016 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 25 June 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 25 June 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 25 June 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 03 June 2011 | 03 December 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 03 June 2011 | 03 December 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 June 2011 | 03 December 2011 |