SFC Licences of WONG Ming Him 黃銘謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 26 January 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 10 September 2021 | 05 May 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 July 2012 | 15 October 2020 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 June 2011 | 17 July 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 01 June 2011 | 30 January 2012 |