SFC Licences of CHOW Shun Yip 周順業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Positano Wealth Management Limited 知見財富管理顧問有限公司 RE 4 05 December 2019
Positano Wealth Management Limited 知見財富管理顧問有限公司 RE 9 03 October 2019
Victoire Asia Investments Limited 維勝亞洲投資有限公司 RO 9 07 March 2014 31 May 2019
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 07 June 2011 28 January 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 07 June 2011 28 January 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 07 June 2011 28 January 2013
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 07 June 2011 28 January 2013
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 07 June 2011 28 January 2013
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 07 June 2011 28 January 2013