SFC Licences of SIAH Chun Pang 謝俊鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RO | 4 | 08 December 2023 | |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 05 October 2020 | 08 December 2023 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 24 October 2019 | 21 September 2020 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 04 August 2016 | 06 June 2019 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 04 August 2016 | 06 June 2019 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 19 May 2016 | 15 July 2016 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 19 May 2016 | 15 July 2016 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 29 April 2014 | 09 May 2016 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 29 April 2014 | 09 May 2016 |
Nerico Brothers Limited | RE | 2 | 08 June 2011 | 11 April 2014 |
Nerico Brothers Limited | RE | 1 | 08 June 2011 | 11 April 2014 |