SFC Licences of CHOW Tak Chi, Gigi 周德芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Maxcess Capital Limited 至成資本有限公司 RE 9 20 March 2023
Maxcess Capital Limited 至成資本有限公司 RE 4 20 March 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 20 April 2016 14 February 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 20 April 2016 14 February 2023
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 18 February 2013 12 May 2014
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 18 February 2013 12 May 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 18 February 2013 12 May 2014
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 RE 9 14 July 2011 31 January 2013
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 RE 4 14 July 2011 31 January 2013
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 14 July 2011 31 January 2013