SFC Licences of CHOW Tak Chi, Gigi 周德芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Maxcess Capital Limited 至成資本有限公司 | RE | 9 | 20 March 2023 | |
Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 20 March 2023 | |
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 20 April 2016 | 14 February 2023 |
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 20 April 2016 | 14 February 2023 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 18 February 2013 | 12 May 2014 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 18 February 2013 | 12 May 2014 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 February 2013 | 12 May 2014 |
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 | RE | 9 | 14 July 2011 | 31 January 2013 |
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 | RE | 4 | 14 July 2011 | 31 January 2013 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 14 July 2011 | 31 January 2013 |