SFC Licences of ROBERTSON Christopher Markus

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PDT Partners (HK) Limited RO 9 02 January 2013 24 December 2014
Morgan Stanley Hong Kong Securities Limited RE 2 15 November 2012 01 January 2013
Morgan Stanley Hong Kong Securities Limited RE 1 15 November 2012 01 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 15 November 2012 01 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 15 November 2012 01 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 7 25 May 2012 15 November 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 25 May 2012 15 November 2012
Morgan Stanley Hong Kong Securities Limited RO 2 10 May 2012 15 November 2012
Morgan Stanley Hong Kong Securities Limited RO 1 10 May 2012 15 November 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 July 2011 25 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 08 July 2011 25 May 2012
Morgan Stanley Hong Kong Securities Limited RE 1 08 July 2011 10 May 2012
Morgan Stanley Hong Kong Securities Limited RE 2 08 July 2011 10 May 2012