SFC Licences of WOO Ricky Ka Wing 胡家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 11 December 2023 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 04 July 2022 | 24 April 2023 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 1 | 16 February 2022 | 06 June 2022 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 17 June 2011 | 16 February 2022 |