SFC Licences of RAO Tingting 饒婷婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 4 | 26 January 2024 | |
| Natixis Asia Limited | RE | 1 | 26 January 2024 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 11 June 2014 | 17 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 June 2014 | 17 October 2023 |
| UBS Securities Asia Limited | RE | 1 | 08 June 2011 | 23 April 2014 |