SFC Licences of CLUSE Reinhard Paul Johannes
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 08 January 2024 | 11 January 2024 |
| UBS Securities Asia Limited | RE | 4 | 05 January 2023 | 11 January 2023 |
| UBS Securities Asia Limited | RE | 4 | 13 January 2020 | 16 January 2020 |
| UBS Securities Asia Limited | RE | 4 | 07 January 2019 | 10 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 05 January 2018 | 10 January 2018 |
| UBS Securities Asia Limited | RE | 4 | 28 September 2017 | 02 October 2017 |
| UBS Securities Asia Limited | RE | 4 | 06 January 2017 | 11 January 2017 |
| UBS Securities Asia Limited | RE | 4 | 14 June 2011 | 14 April 2016 |