SFC Licences of TIEN Weiming, Thaddeus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 22 October 2015 | 01 April 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 October 2015 | 01 April 2022 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 03 July 2012 | 14 August 2015 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 14 August 2015 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 08 June 2011 | 30 June 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 08 June 2011 | 30 June 2012 |