SFC Licences of GUO Biao 郭彪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 03 October 2023 | |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RO | 5 | 24 April 2023 | |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 16 October 2019 | |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RO | 9 | 15 January 2019 | |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RO | 4 | 15 January 2019 | |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 4 | 23 November 2015 | 01 May 2016 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RE | 9 | 03 March 2015 | 01 May 2016 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 5 | 13 November 2014 | 09 March 2015 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 29 August 2011 | 09 March 2015 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 07 June 2011 | 13 July 2011 |