SFC Licences of YU Xiaoli 余小麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 31 July 2018
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 09 June 2011 31 January 2018