SFC Licences of YU Xiaoli 余小麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 31 July 2018 | |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 09 June 2011 | 31 January 2018 |