SFC Licences of CHOW Tsz Lam 周梓霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Infinity Asset Management Limited 天恒資產管理有限公司 | RO | 9 | 17 January 2020 | |
Infinity Asset Management Limited 天恒資產管理有限公司 | RO | 4 | 17 January 2020 | |
Agg. Asset Management Limited 海納資產管理有限公司 | RO | 9 | 04 May 2017 | 11 April 2019 |
Agg. Asset Management Limited 海納資產管理有限公司 | RO | 4 | 04 May 2017 | 11 April 2019 |
Agg. Asset Management Limited 海納資產管理有限公司 | RO | 1 | 04 May 2017 | 11 April 2019 |
Atlantic Asset Management Limited 大西洋資產管理有限公司 | RE | 9 | 07 August 2014 | 05 November 2016 |
Atlantic Asset Management Limited 大西洋資產管理有限公司 | RE | 4 | 07 August 2014 | 05 November 2016 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 2 | 01 August 2013 | 05 November 2016 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 01 August 2013 | 05 November 2016 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 10 June 2011 | 01 November 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 June 2011 | 01 November 2011 |