SFC licenceholder AXK450 CHOW Tsz Lam 周梓霖

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Infinity Asset Management Limited 天恒資產管理有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 17 January 2020
Agg. Asset Management Limited 海納資產管理有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 04 May 2017 11 April 2019
Glory Sun Asset Management Limited 寶新資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 07 August 2014 05 November 2016
Glory Sun Securities Limited 寶新證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 August 2013 05 November 2016
China Tonghai Securities Limited 中國通海證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 June 2011 01 November 2011