SFC Licences of CHENG Kwong Yin 鄭廣賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	9	30 June 2023
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	4	30 June 2023
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	1	30 June 2023
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	4	21 November 2022	26 March 2023
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	1	21 November 2022	26 March 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	25 October 2021	25 October 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	25 October 2021	25 October 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	25 October 2021	25 October 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	25 October 2021	25 October 2022
ABCI Asset Management Limited 農銀國際資産管理有限公司	RE	4	20 April 2018	13 December 2018
ABCI Asset Management Limited 農銀國際資産管理有限公司	RE	9	16 April 2018	13 December 2018
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	9	15 September 2015	03 April 2018
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	1	15 September 2015	03 April 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	1	21 August 2015	02 September 2015
Huarong International Securities Limited 華融國際證券有限公司	RE	2	27 March 2013	02 September 2015
United Simsen Forex Dealers Limited 天行聯合滙業有限公司	RE	3	04 March 2013	08 July 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	14 June 2011	01 September 2012