SFC Licences of LIU Ge 劉歌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 09 December 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 09 December 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 19 October 2021 19 April 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 19 October 2021 19 April 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 19 October 2021 19 April 2022
APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 RO 9 04 March 2021 31 August 2021
APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 RO 4 04 March 2021 31 August 2021
APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 RE 9 01 March 2021 04 March 2021
APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 RE 4 01 March 2021 04 March 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 03 May 2012 15 September 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 10 August 2011 15 September 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 10 June 2011 15 September 2019