SFC Licences of ZHANG Yang 張揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 30 October 2017 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 20 June 2016 | 25 October 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 29 September 2014 | 13 May 2016 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 12 October 2012 | 17 September 2014 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 13 June 2011 | 17 September 2014 |