SFC Licences of SETHIA Abhijay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 March 2014 | 25 March 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 March 2014 | 25 March 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 August 2011 | 16 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 August 2011 | 16 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 August 2011 | 16 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 August 2011 | 16 March 2014 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 15 August 2011 | 18 June 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 15 August 2011 | 18 June 2012 |