SFC Licences of TSOI Wing Yan 蔡詠恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 August 2014 | 03 January 2019 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 18 July 2011 | 26 April 2014 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 June 2011 | 26 April 2014 |