SFC Licences of CHAN Yik Wa 陳億華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 11 November 2016 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 29 January 2016 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 29 January 2016 | |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 20 July 2015 | 08 October 2015 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 15 October 2014 | 01 February 2015 |
| orientiert XYZ Securities Limited | RE | 9 | 31 December 2013 | 04 July 2014 |
| orientiert XYZ Securities Limited | RE | 1 | 28 July 2011 | 04 July 2014 |