SFC Licences of LI Xiaozhou 李小舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 9 | 07 July 2023 | |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 4 | 07 July 2023 | |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 1 | 07 July 2023 | |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 9 | 01 June 2022 | 14 December 2022 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 4 | 01 June 2022 | 14 December 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 June 2011 | 10 August 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 20 June 2011 | 10 August 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 20 June 2011 | 10 August 2011 |