SFC Licences of ROYAL Andrew John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 07 May 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 16 April 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 24 August 2016 26 March 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 7 24 August 2016 25 May 2020
UBS Securities Hong Kong Limited RE 7 11 February 2014 18 June 2016
UBS Securities Hong Kong Limited RE 1 12 July 2011 18 June 2016
UBS Securities Asia Limited RE 1 12 July 2011 18 June 2016