SFC Licences of ROYAL Andrew John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 07 May 2021 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 16 April 2021 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 24 August 2016 | 26 March 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 24 August 2016 | 25 May 2020 |
| UBS Securities Hong Kong Limited | RE | 7 | 11 February 2014 | 18 June 2016 |
| UBS Securities Asia Limited | RE | 1 | 12 July 2011 | 18 June 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 12 July 2011 | 18 June 2016 |