SFC Licences of SUZUKI Takayuki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 13 February 2019 | 15 February 2019 |
UBS Securities Asia Limited | RE | 1 | 13 February 2019 | 15 February 2019 |
UBS Securities Asia Limited | RE | 2 | 05 July 2018 | 13 July 2018 |
UBS Securities Asia Limited | RE | 1 | 05 July 2018 | 13 July 2018 |
UBS Securities Asia Limited | RE | 2 | 12 March 2018 | 17 March 2018 |
UBS Securities Asia Limited | RE | 1 | 12 March 2018 | 17 March 2018 |
UBS Securities Asia Limited | RE | 2 | 05 May 2016 | 13 May 2016 |
UBS Securities Asia Limited | RE | 1 | 05 May 2016 | 13 May 2016 |
UBS Securities Asia Limited | RE | 2 | 17 September 2015 | 23 September 2015 |
UBS Securities Asia Limited | RE | 1 | 17 September 2015 | 23 September 2015 |
UBS Securities Asia Limited | RE | 1 | 23 June 2011 | 18 February 2015 |
UBS Securities Asia Limited | RE | 2 | 23 June 2011 | 18 February 2015 |