SFC Licences of SUZUKI Takayuki

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 13 February 2019 15 February 2019
UBS Securities Asia Limited RE 1 13 February 2019 15 February 2019
UBS Securities Asia Limited RE 2 05 July 2018 13 July 2018
UBS Securities Asia Limited RE 1 05 July 2018 13 July 2018
UBS Securities Asia Limited RE 2 12 March 2018 17 March 2018
UBS Securities Asia Limited RE 1 12 March 2018 17 March 2018
UBS Securities Asia Limited RE 2 05 May 2016 13 May 2016
UBS Securities Asia Limited RE 1 05 May 2016 13 May 2016
UBS Securities Asia Limited RE 2 17 September 2015 23 September 2015
UBS Securities Asia Limited RE 1 17 September 2015 23 September 2015
UBS Securities Asia Limited RE 1 23 June 2011 18 February 2015
UBS Securities Asia Limited RE 2 23 June 2011 18 February 2015