SFC Licences of YU Ka Kong 余嘉剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited
RE 9 16 March 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 2 15 December 2020 04 February 2021
Nine Masts Capital Limited 天元資本有限公司
RE 9 13 August 2015 31 October 2020
Millennium Capital Management (Hong Kong) Limited
RE 9 08 October 2014 17 April 2015
Segantii Capital Management Limited
RE 9 12 June 2012 24 February 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 4 16 June 2011 16 February 2012
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司
RE 4 16 June 2011 30 January 2012