SFC Licences of LING Ling 凌玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 | RE | 9 | 13 August 2020 | |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RO | 2 | 10 June 2020 | |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 16 March 2020 | |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 05 March 2020 | 10 June 2020 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 | RO | 5 | 07 July 2016 | 28 January 2020 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 | RO | 2 | 07 July 2016 | 28 January 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 5 | 29 July 2015 | 15 January 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 29 July 2015 | 15 January 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 29 July 2015 | 15 January 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 29 July 2015 | 15 January 2016 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 2 | 20 June 2011 | 12 August 2014 |