SFC Licences of KWOK Bo Wing 郭保榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 14 December 2021 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 14 December 2021 | |
| T.F.S. Derivatives HK Limited | RE | 2 | 19 September 2017 | 10 December 2021 |
| T.F.S. Derivatives HK Limited | RE | 1 | 19 September 2017 | 10 December 2021 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 11 April 2017 | 26 August 2017 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 14 January 2016 | 26 August 2017 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 January 2016 | 26 August 2017 |
| China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 10 March 2014 | 09 November 2015 |
| Tung Tak Securities (HK) Company Limited 同德證券(香港)有限公司 | RE | 1 | 21 July 2011 | 28 February 2014 |