SFC Licences of GRIEVE Andrew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 27 April 2022 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 30 January 2018 | 25 June 2018 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 23 March 2016 | 25 June 2018 |
J Capital Research Limited | RE | 4 | 17 September 2012 | 31 January 2013 |
Religare Capital Markets (Hong Kong) Limited | RE | 4 | 24 June 2011 | 20 July 2012 |