SFC Licences of GRIEVE Andrew James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 27 April 2022
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 30 January 2018 25 June 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 23 March 2016 25 June 2018
J Capital Research Limited RE 4 17 September 2012 31 January 2013
Religare Capital Markets (Hong Kong) Limited RE 4 24 June 2011 20 July 2012