SFC Licences of CAPLAN Andrew Bogen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 23 June 2011 | 28 September 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 June 2011 | 28 September 2012 |