SFC Licences of LI Lok Yin 李洛賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 07 March 2022
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 26 February 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 28 July 2015
East Asia Securities Company Limited 東亞證券有限公司 RE 1 22 June 2011 23 June 2014