SFC Licences of HO Karen 何采彤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 RE 9 22 November 2021 11 March 2024
Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 RE 4 22 November 2021 11 March 2024
Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 RE 1 22 November 2021 11 March 2024
Hooray Securities Limited 好盈證券有限公司 RE 1 02 August 2016 25 September 2017
Hooray Capital Limited 好盈融資有限公司 RE 6 02 August 2016 15 May 2017
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 15 July 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 02 September 2015 15 July 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 02 September 2015 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 02 September 2015 30 June 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 25 June 2013 24 April 2014
Hooray Capital Limited 好盈融資有限公司 RE 6 25 July 2011 07 June 2013
Hooray Securities Limited 好盈證券有限公司 RE 1 25 July 2011 07 June 2013