SFC Licences of WINARDI Ronald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 27 February 2018 | 09 June 2018 |
| UBS Securities Asia Limited | RE | 4 | 29 January 2018 | 02 February 2018 |
| UBS Securities Asia Limited | RE | 4 | 21 September 2017 | 26 September 2017 |
| UBS Securities Asia Limited | RE | 4 | 02 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 28 November 2016 | 02 December 2016 |
| UBS Securities Asia Limited | RE | 4 | 21 March 2016 | 22 March 2016 |
| UBS Securities Asia Limited | RE | 4 | 25 February 2016 | 02 March 2016 |
| Hillhouse Investment Management Limited 高瓴投資管理有限公司 | RE | 9 | 22 October 2013 | 14 August 2015 |
| UBS Securities Asia Limited | RE | 4 | 20 June 2011 | 01 August 2013 |