SFC Licences of WAN Shu Mong, Charmian 溫紓望
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RO | 4 | 03 October 2023 | |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RO | 1 | 03 October 2023 | |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RO | 4 | 30 August 2022 | 02 October 2023 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RO | 1 | 30 August 2022 | 02 October 2023 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 4 | 15 January 2018 | 30 August 2022 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 1 | 15 January 2018 | 30 August 2022 |
| Lazard Asset Management (Hong Kong) Limited | RO | 4 | 13 May 2015 | 03 December 2017 |
| Lazard Asset Management (Hong Kong) Limited | RO | 1 | 13 May 2015 | 03 December 2017 |
| BlueBay Hong Kong Limited | RO | 1 | 13 December 2011 | 30 November 2013 |