SFC Licences of WONG Stanley Car-Lai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Regent Securities Limited 高廷證券有限公司 | RE | 1 | 04 January 2022 | 03 March 2023 |
| Finex Hong Kong Limited | RE | 1 | 23 March 2021 | 21 December 2021 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 04 January 2018 | 22 October 2018 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 05 July 2011 | 01 October 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 05 July 2011 | 01 October 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 05 July 2011 | 01 October 2011 |