SFC licenceholder AXM564 TAKAKU Masanori

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 13 June 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [9] (Asset Management) 14 May 2018
Horizon Asset International (HK) Limited RE [9] (Asset Management) 29 June 2012 09 May 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 June 2011 16 April 2012