SFC Licences of TAKAKU Masanori
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RO | 9 | 27 August 2021 | ||
RO | 4 | 27 August 2021 | ||
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 14 August 2020 | 11 May 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 June 2018 | 11 May 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 14 May 2018 | 11 May 2021 |
Horizon Asset International (HK) Limited | RE | 9 | 29 June 2012 | 09 May 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 June 2011 | 16 April 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 28 June 2011 | 16 April 2012 |