SFC licenceholder AXM566 XI Fangshuo 郗方朔

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 18 March 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [4] (Advising on Securities) 27 August 2013 03 March 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [4] (Advising on Securities) 04 July 2011 03 August 2013