SFC Licences of XI Fangshuo 郗方朔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 25 May 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 25 May 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 25 May 2021 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 18 March 2015 | 23 February 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 March 2015 | 23 February 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 27 August 2013 | 03 March 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 July 2011 | 03 August 2013 |