SFC Licences of TSANG Hing Lun 曾慶倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 10 January 2022 | 11 May 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 28 December 2021 | 11 May 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 28 March 2019 | 24 December 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 December 2016 | 22 February 2019 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 23 September 2014 | 22 September 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 29 June 2011 | 05 September 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 June 2011 | 05 September 2012 |