SFC Licences of CAO Jiyun 曹集云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barn Asset Management Limited | RO | 9 | 02 June 2020 | 24 July 2023 |
Marshall Wace Asia Limited | RE | 9 | 26 October 2015 | 25 June 2019 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 23 June 2014 | 03 October 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 04 July 2011 | 24 May 2014 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 04 July 2011 | 30 January 2012 |