SFC Licences of CAO Jiyun 曹集云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barn Asset Management Limited
RO 9 02 June 2020
Marshall Wace Asia Limited
RE 9 26 October 2015 25 June 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 4 23 June 2014 03 October 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 4 04 July 2011 24 May 2014
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司
RE 4 04 July 2011 30 January 2012