SFC Licences of HA THUC Viet-Linh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Natixis | 5 | 29 January 2016 | ||
Natixis | 4 | 29 January 2016 | ||
Natixis | 2 | 29 January 2016 | ||
Natixis | 1 | 29 January 2016 | ||
Natixis Asia Limited | RO | 5 | 15 January 2016 | |
Natixis Asia Limited | RO | 4 | 15 January 2016 | |
Natixis Asia Limited | RO | 2 | 15 January 2016 | |
Natixis Asia Limited | RO | 1 | 15 January 2016 | |
Natixis Asia Limited | RE | 5 | 23 November 2015 | 15 January 2016 |
Natixis Asia Limited | RE | 4 | 23 November 2015 | 15 January 2016 |
Natixis Asia Limited | RE | 2 | 23 November 2015 | 15 January 2016 |
Natixis Asia Limited | RE | 1 | 23 November 2015 | 15 January 2016 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 2 | 16 December 2014 | 15 August 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 16 December 2014 | 15 August 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 04 July 2011 | 16 December 2014 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 04 July 2011 | 16 December 2014 |