SFC Licences of LU Dong 呂棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 9 | 24 September 2018 | |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 4 | 24 September 2018 | |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 9 | 02 August 2017 | 30 April 2018 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 | RE | 4 | 02 August 2017 | 30 April 2018 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 9 | 22 January 2016 | 12 May 2017 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 4 | 22 January 2016 | 12 May 2017 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 13 June 2013 | 17 July 2013 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 13 June 2013 | 17 July 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 08 July 2011 | 07 November 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 July 2011 | 07 November 2011 |