SFC Licences of XIAO Terry Chen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 01 December 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 July 2011 | 01 December 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 July 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 July 2011 | 31 August 2013 |