SFC Licences of TANG Wing Hang 鄧穎行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capstone Capital Management Limited 頂石資產管理有限公司 RE 9 17 November 2023 28 March 2024
Capstone Capital Management Limited 頂石資產管理有限公司 RE 4 17 November 2023 28 March 2024
CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 RE 9 04 December 2020 01 June 2023
CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 RE 4 04 December 2020 01 June 2023
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 1 10 July 2018 27 October 2020
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 9 24 January 2017 27 October 2020
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 4 24 January 2017 27 October 2020
Shinhan Asset Management (Hong Kong) Limited RE 9 01 April 2015 15 January 2017
Shinhan Asset Management (Hong Kong) Limited RE 4 01 April 2015 15 January 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 05 July 2013 10 March 2015
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 05 July 2013 10 March 2015
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 05 July 2013 10 March 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 05 July 2013 10 March 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 05 July 2013 10 March 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 05 July 2013 10 March 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 05 July 2013 10 March 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 05 July 2013 10 March 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 05 July 2013 10 March 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 March 2012 29 June 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 15 August 2011 29 June 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 August 2011 29 June 2013